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Rajdharma
How rulers must conduct: Lessons from ancient IndiaDr Murli Manohar Joshi
If some one wants to know how India was governed in ancient times and what were the principles on which the governance was based then, one should turn to the two epics, Valmiki's Ramayan and Vyasa's Mahabharat and Kautilya's Arthashastra. These three can be considered as the iconic sources for understanding India's political tradition and basics of governance. In this article attempt will be made to identify the principles of governance in each of these texts as they stand today. RamayanaIt is well recognized that the two
epics have deeply influenced the
social, cultural, political and moral
aspects of Indian life and thought. 'The
Ramayan and Mahabharata are', says
Swami Vivekanand, 'the two
encyclopaedias . . . . portraying an ideal
civilization which the humanity has yet to
aspire.' The Ramayana is not only a very fine specimen of poetic art but also a strong votary of righteousness in a king (state) who should observe sadachar (ideals of good conduct). He should govern according the principles of eternallaw (sanatana-dharma) . Decision-makingThe Ramayana is not only a very fine
specimen of poetic art but also a
strong votary of righteousness in a
king (state) who should observe
sadachar (ideals of good conduct). He
should govern according the principles
of eternal-law (sanatana-dharma). The Ramayana is not Freedom of expressison and participation in frank discussions on important matters related to the state by the people was treated as basic for a righteous governance by the king. Ramayana indicates that free expression of opinion was invited in such assemblies. As an example, for finalizing Rama's installation as heirapparent, Dasaratha invited an exceptionally large gathering. Announcing his intention of retiring from administration, he said, 'If what I have proposed is proper' and is to your liking, do you accord approval to it, and advise me as to what else I am to do and in what manner'. He then invited free discussion for obtaining dispassionate decisions. Even when the leaders, and the citizens took counsel together and gave their unanimous support, the king wanted to make them think a second time and so he spoke again as if he had not known their minds. 'You have wished for Rama', said he, 'as soon as you have heard my speech. This raises doubts in my mind. Do you, therefore, speak out your minds truly? Why, while I am righteously ruling the land, do you wish to see my son installed?' Thus, the freedom of expressison and participation in frank discussions on important matters related to the state by the people was treated as basic for a righteous governance by the king. It would be interesting to note that the epic describes that even Ravana as an obstinate and wilful ruler allowed free discussion in his assembly; where not only Bibhisana but also Kumbhakarna vehemently criticized his conduct towards Sita. Says Kumbhakarna in a blunt and fearless manner. 'all this that thou hast done', says he to Ravana, 'is not worthy of thee.' Welfare policiesThe main feature of the governance
of the descendents of Iksvaku was
their commitment to righteousness
and devotion to the welfare of their
subjects. Under Dasaratha's efficient
administration a state where no one
was slenderly read or illiterate or
untruthful existed in Ayodhya and its
provinces with a high level of culture
and affluence. Dharma is not yet another 'religious' faith among many mutually contesting 'religious faiths'. But neither is dharma antagonistic to any religious faith. Rather, dharma is the foundation of 'religion' itself. Thus religion in its institutional form divides, while dharma unites. The goal of the king, or of the state, is the protection of all living beings with kindness towards them and that is the highest dharma The Rajdharma of the king (state). 'Do you look favourably to the welfare of agriculturists and cowherds? And do they, remaining in their respective vocations, receive from you what they want and get over what they find harmful? See the people not suffer from lack of water supply and so on?' Rama further asks Bharat to take good
care of the soldiers and servants by
timely payment of their salary and
supply of provisions. He warns that if
these people get angry with the king
great disaster comes to the state. MahabharataWe have seen that the king or state
in Ramayana is to observe
certain norms of Maryada, during
governance, based on dharma. The
Mahabharata enquires about the
political theory of which law and
governance are essential components. The attributes of dharmaYudhishthira, in Shantiparva, asks whether dharma is knowable or not or whether one knows it or not; it is finer than the razor's edge and also quite solid like a mountain. Sometimes, it appears as crystal clear and when one approaches near it, it just disappears, then how to know it? Mahabharat has tried to resolve this dilemma which even sages found difficult to resolve. A question can be naturally asked as to how dharma was explained in Vedic Texts. According to Vedic understanding, the order in the Universe is sustained by a spiritual law Rta, it was inferred that perhaps order in human affairs would also be sustained by a similar universal law - called as dharma. There have been several meanings of the dharma, including varna-ashrama dharma. According to Mahabharata, dharma can be best understood through its attributes.
Before trying to know the attributes
of dharma discussed in Mahabharata,
one should understand that dharma is
not 'religion'. It is wrong to equate
dharma with religion in the sense of
the terms in which 'religion' and
'religious' have been used in the
common parlance.
Dharma has none of these elements
as any essential part of its meaning. It
does not require as a presupposition
even 'belief in the existence of God',
which all religions do. Thus, Dharma is
not yet another 'religious' faith among
many mutually contesting 'religious
faiths'. But neither is dharma antagonistic to any religious faith. A religion is exclusivist because it
rejects all that is not in its book or
commandments while dharma is all
inclusive, and includes every form of life.
In this sense dharma is holistic and takes
life and issues in their totality. The universality of dharmaAccording to Mahabharata, dharma
can be understood as what supports,
sustains, upholds and brings together all
living beings, securing, their dharana and
therefore, whatever has the
characteristic of doing that, is certainly
dharma. And further, All the dharmic
preachings are with a view to nurturing,
cherishing, providing more amply,
enrich, enhance the life and living of all
living beings. Therefore, whatever has
the characteristic of bringing that about
certainly is dharma. The state, according to Mahabharata, was created to protect the weak, the poor, the exploited, the helpless, and the oppressed from the strong. That large class of the weak is only able to survive because of the power of the king and this is an important aspect of Rajadharma. Ahimsa is not 'just killing' but it is to create a situation of non-violence in human behaviour and determines the basis of relationship and its fulfillment. Therefore, it is on the basis of ahimsa and truth all actions are governed. Remembering that whatever has its beginning in justice is dharma and whatever is unjust is adharma, it follows that if one dharma is destructive of another dharma, then it is sinful and not dharma. That alone is true dharma that is established without denigrating and opposing another dharma. The message from the Mahabharata is loud and clear that all authority in all its acts be subject to dharma, and that dharma is the sovereign and not the king or the state and further, the laws and governance of the state shall never deprive, starve, diminish, separate, uproot, hurt, do violence, debase, and degrade the other. When they do, they become self-destructive in the first place. The natural foundations of law and governance everywhere are in dharma', which is very flow of life in which all are united. RajdharmaAs stated earlier, the purpose of governance is to ensure the people 'protection form fear, for there is nothing more degrading to human worth than living in fear.' The Mahabharata then goes on to enquire the limits to use of governance and the legitimacy of opposing it when it creates conditions of oppression and violence. Hence, given the fundamental
importance of governance against
anarchy, also the fundamental
place of the philosophy of
governance, 'the raja-dharma', the
Mahabharata reiterates again that
in all the acts of governance, the
goal of the king, or of the state, is
the protection of all living beings
with kindness towards them and
that is the highest dharma The
Rajdharma of the king (state). The main purpose of the state, according to Mahabharata, is to create conditions for freedom from fear, including the fear of violence. In other words, its purpose lies in 'protecting the small fish from the big fish', keeping in mind that in the process the state does not itself become the 'big fish'. That will lead to oppression and terror resulting in adharma by the state. The king to create social and economic conditions not only of freedom from fear but, more positively, of human flourishing, where the individual is enabled to come into the fullness of his, or her, being. Ahimsa can be realized only in a society where trust, friendship, and caring - the elements of human bonding, individual and social - exist. Protection' has, in the Mahabharata, the wider meaning of creating conditions of personal and social bonding. That is the function of the king, or of the state. The state according to Mahabharata, was created to protect the weak, the poor, the exploited, the helpless, and the oppressed from the strong. That large class of the weak is only able to survive because of the power of the king and this is an important aspect of Rajadharma. The Mahabharata further warns the king, 'Beware, the weak are, in actual fact, much stronger than the strong, for nothing is left of the strong that have been burnt by the weak'. And further, "When the king wipes the tears of the poor, the dispossessed, and the old. And creates happiness among the people thereby, such conduct on his part is called the king's dharma (Rajdharma)." According to Mahabharata, Law and
governance are the instruments for
protection. The importance and meaning
of protection requires a set of laws and
governance which create social and
economic conditions where one lives in a
society without fear. The discipline of dharmaThe discipline of the king is to be derived from the purpose for which he was invested with the power of governance, and Mahabharata asks the king (state) to exercise power subject to certain disciplines. The king should first discipline himself and then only try to discipline his subjects and subordinates. If he does so without realizing his own defects, he becomes an object of ridicule and should always remember that The interest of his subjects alone is his interest, their well-being his well-being; and in their good lies his own good. The Mahabharata says that power is never considered its own justification, for the state is not an end in itself and further, the power without dharma is as much the way to tyranny as dharma left unprotected is the way to anarchy. In other words, the power 'of the state has to exercise disciplines upon itself most of all, the discipline of dharma. Power is not to be exercised arbitrarily but in accordance with the dharma' exhorts Mahabharata. Social concerns
The Apastamba Dharamasutra
proclaims with such finality, it is the
primary duty of the king to ensure that
none within his domain suffers from
hunger, want or deprivation. Sage
Apastamba lays down the discipline of
the kings in this context, thus: let no
one suffer from hunger and disease, or
from extremes of heat and cold. No
one in the kingdom ought to suffer
thus, either because of general scarcity
or because of specific design against
him. And, Bhisma, in a particularly intense yet short chapter in the Anusasanaparvan, warns Yudhisthira that the hunger of even one person in a kingdom renders the life of the king meaningless; and if there be a king in whose kingdom young children eagerly watch the delicious meals of others and are not offered the same food with all ceremony and care, what indeed would be the fate of such a king? What indeed can be a sin greater than that. The king must protect the wealth of the old, the young, the blind and the poor. And he must not take away anything from the helpless women, or from the cultivators who have created their own irrigation system. The wealth that is taken away from the poor takes away the prosperity of the king and destroys the country. Therefore, instead of depriving the poor, offer them great comfort and gratification, and relieve the people of all fear of hunger. And further, the king should not extinguish the opportunities of livelihood. The protection of the life and dignity of women is the primary aim of governance and the Mahabharata in unequivocal terms states, 'A king in whose kingdom crying and wailing women are forcibly carried away in front of their sons and husbands who cry and wail in vain, one feels that there is no governance. And Bhisma adds, having given his promise to protect the people and the state fails to protect then such a state is as good as non-existent. Conduct during abnormal timesIf there is a situation which suddenly
leads towards chaos and anarchy and
the very existence of the state is in
danger and it is no longer able to
preserve and protect dharma,
Mahabharata, under the circumstances
allows the state to waive the normal
ethical behaviour, only and only, till the
duration such circumstances exist. This
is known as conduct during distress -
Apadh-Dharma. The protection of the life and dignity of women is the primary aim of governance and Mahabharata in unequivocal terms states, 'A king in whose kingdom crying and wailing women are forcibly carried away in front of their sons and husbands who cry and wail in vain, one feels that there is no governance. And Bhisma adds, having given his promise to protect the people and the state fails to protect then such a state is as good as non-existent. But the king is also warned that anything acquired by adharma ultimately leads to resentment and anger leading to violence in the society. Resources acquired by unethical means would never prove beneficial to the state and the people. In times distress, it is the duty of both the state and the people to protect each other. Therefore, as soon as normalcy is restored the state should return back to the people whatever was acquired to save the existence of the state. Mahabharat warns that distressful times should not become an excuse for doing wrong things. Capital punishmentPerhaps for the first time anywhere, it is in the Mahabharata that an argument against capital punishment was advanced. It develops in answering the question of Yudhishthira, put to Bhishma: 'How should the king protect the people in a way without causing violence to anybody? Bhishma narrates an old conversation between Satyavan and his father, Dhyumatsena who says, 'One should use only that system of punishment that does not dismember the body. Neither should anybody be punished without first carefully examining the alleged offence of a person and applying to it the established principles of law.' On putting a criminal to death, the king renders his family without any means of sustenance, which is like putting them to death as well. Therefore, the king must think carefully. The purpose of governance is not to kill the wicked, but to create conditions in which the people can be good. One should use only that system of punishment that does not dismember the body. Neither should anybody be punished without first carefully examining the alleged offence of a person and applying to it the established principles of law. The Mahabharata continues to stress that the power of governance must be exercised without anger and intolerance, the king must keep away from darpa (arrogance) and should be free from deviousness and cunning. The king should also be free from likes and dislikes. He should keep preferences, anger, greed and vanity far away and treat all beings with a sense of equality. Because the king holds power he is not authorized to oppress people and violate dharma. The king is placed more than anyone else under the fear of danda, law and governance. On putting a criminal to death, the king renders his family without any means of sustenance, which is like putting them to death as well. Therefore, the king must think carefully. The purpose of governance is not to kill the wicked, but to create conditions in which the people can be good. The Mahabharata has narrated a
story of a frightfully terrible war and its
resultant consequences on either side
and declares that nothing worthwhile
has ever been achieved through war. ArthashastraKautiltya's Arthashastra is a unique
Indian text that hasn't lost its relevance
in contemporary India. The very reason
that this book appeals to our generation,
even after over 2400 years, shows that
Kautilya has fine-tuned each concept in
great detail, proving his farsightedness.
Kautilya says that treasury (Vittam) is
the foundation of the state but vittam or
finances have to be collected in
accordance with dharma. A king, says
Kautilya, should devote his best attention
to the treasury.
Kautilya agrees with the Mahabharata
about using unethical methods during threat to state and suggests coercion is
necessary even on its own people
because some times the state might
face both internal disorder and
external threats simultaneously. The progress of this world depends on the maintenance of order through the fear of danda (punishment). Some authors, other then Kautilya, have commented: 'Those who seek to maintain order shall always hold ready the threat of punishment. For, there is no better instrument of control than coercion.' Which the empowered agencies can always use for personal benefit ignoring the interest of the state.
Kautilya disagrees because a severe
king, meting out unjust punishment, is
hated by the people he terrorizes while
one who is too lenient is held in
contempt by his own people. Whoever
imposes just and deserved
punishment is respected and
honoured. A well-considered and just
punishment makes the people devoted
to dharma, artha and kama
(righteousness, wealth and
enjoyment). Unjust punishment,
whether awarded in greed, anger or
ignorance, excites the fury of even
those who have renounced all worldly
attachments like forest recluses and
ascetics, not to speak of householders. Duties common to all, ahimsa (not-violence to be observed in relation to all living beings), satya (truthfulness), compassion, freedom from malice, tolerance and purity (physical, intellectual and mental in all aspects of one's persona). He also suggested various measures for the king to adopt to improve the ethical climate, and to this end proclaimed, a king should uphold the highest ethical standards and rule through his character and qualities and not by his authority, a rigorous ethical code of conduct was to be observed by the king and his staff. law, the weak can resist the powerful. Kautilya pleads for a just and fair legal system capable of protecting the poor from the tyranny of the powerful, including the state. It is interesting to note that Arthashastra holds the state as responsible for any failure to protect the public. "If a stolen property was not recovered and the thief could not be apprehended, the victim was compensated by the state. If the state unjustly appropriated the property of any person and did not restore it back, the owner was paid its actual value and if the state was found responsible for not protecting a person and thereby increasing the risk of loss, the judges could increase the compensation." Kautilya, thus, advocates the principle of responsibility and accountability of the state in its acts and administration. That an idea like this was conceived by ancient Indian political thinkers in the 4th century BC is something remarkable. A responsive and accountable state with governance based on the foundation of dharma would perhaps be cherished by all. According to Arthashastra, the stable social structure and prospering economic environment is dependent on governance that ensures order and sustained prosperity. Kautilya, therefore, emphasized the creation of an ethical climate in the state and also suggested various measures to enhance it. He described the basic dharmic values as, "Duties common to all, ahimsa (not-violence to be observed in relation to all living beings), satya (truthfulness), compassion, freedom from malice, tolerance and purity (physical, intellectual and mental in all aspects of one's persona). He also suggested various measures for the king to adopt to improve the ethical climate, and to this end proclaimed, a king should uphold the highest ethical standards and rule through his character and qualities and not by his authority, a rigorous ethical code of conduct was to be observed by the king and his staff. Excessive use of the state's coercive power, warns Kautilya, leads to resentment, unrest and rebellion among the people, while the impotent state leads to anarchy. He argues that a central task of the state is to identify grievances of the people and their causes, preferably before resentment among the people turns into unrest or rebellious mood. Without delay, the ruler must remedy the causes of such grievances in order to calm down the people. The emphasis should be on the preventive measures, and even if, in spite of remedial action, a rebellion does break out, the people should not be punished collectively. Instead, they should be treated leniently. If they refuse to compromise or submission, harsh measures be used to curb the menace. For providing good governance, Arthashastra recommends that the state apparatus should be well organized and efficient. A king can create such a situation only with the help of others. Just as one wheel alone can not move a chariot, the king as a single person can not run he state, therefore, the king should appoint advisers, counselors and ministers to advise and help him. Kautilya says that a brave and righteous king, advised by the learned and the wise who know the shastras supported by a loyal and devoted team who are ever vigilant to keep the treasury full, can never be defeated. The Arthashastra them goes on to discuss the number, qualities and method of selection of the top echelons of king's administrative hierarchy. Kautilya recommends for creating a strong intelligence system to keep a watch on internal conspiracies and external threats to the state. Like the Mahabharata, Kautilya also
argues in favour of reconciliation as a
process for resolving the
contradictions. For this, establishment
of a credible mechanism and an
inclusive governance with firm
commitment to the welfare of the
weak and poor was also recognized by
both Mahabharata and Arthashastra.
For providing good governance,
Arthashastra recommends that the
state apparatus should be well
organized and efficient. A king can
create such a situation only with the
help of others. Just as one wheel alone
cannot move a chariot, the king as a
single person cannot run he state.
Therefore, the king should appoint
advisers, counselors and ministers to
advise and help him. Welfare policiesThe Kautilyan state assumes social
responsibility not only for the people, but also for animals. The state was
running the hospitals, gurukuls and
enforced the rules of public hygiene. The
state looked after the women's rights
including divorce and remarriage of the
widows. The government kept food
reserves for emergency situation. Even at such a distant past the farsighted Kautilya had emphasized that the total salary bill of the state was to be capped at about one fourth of the revenue collected. In some sectors like textile, the wages were linked with the quality (or productivity) of the product. Wages were to be disbursed promptly
and in case of soldiers delay in payment
of salaries was not acceptable in any
circumstance. The dharma as the foundation of governance has been recognized all through and the emphasis on social welfare and personal character of the king has been maintained throughout this period of Indian history. Let us stop calling Kautilya as India's Machiavelli while the facts are other way round. The author is a scholar of international repute and an eminent parliamentarian. |